NINCH Copyright Town Meeting
in association with the annual meeting of
The American Association of Museums
at Baltimore, Maryland, May 2000

Session: Copyright Confusion? Community Guides

The College Art Association's
Q&A Guide to Copyright for Academics:
a work in progress

by
chair, CAA Committee on Intellectual Property

~~~

NINCH Town Meeting Site | AAM Baltimore
Robert Baron's Home Page | College Art Association
AAM Copyright Guide | Visual Resources Association Guidelines

I. Origins (next)

By February 1998, when the College Art Association met in Toronto, the consequence of CONFU's disastrous muddling of the meaning of fair use in the academic community was already running its course. In academe, where the collection of images for use in the classroom and for research had previously been accepted as an inherited right, these rights no longer seemed so secure. Forces with economic interests in the administration of images and their use, came knocking at the doors of the ivory towers.

CONFU guidelines in general were not friendly to education, but those concerning the use of digital (and by implication, analog) images in the classroom, in particular, did great damage.[1] This happened even though the digital image guidelines were rejected by nearly every academic and scholarly interest group, even, eventually, by the American Association of Museums (AAM) itself.[2] In short, the guidelines served to destabilize the confidence with which academics always acquired and made use of images for scholarship. The trouble began at the administration level, where these guidelines told policy-makers that dark skies were on the horizon. The activities of slide-rooms and nascent digital collections suddenly became subject to the imagined demands of a variety of parties bent on imposing the ethic of a market economy on every educational activity.

The fear that everyday slide-room practices would be challenged by rights-holders, ironically, never bore fruit -- except as the dangerous fruit of paranoia. The "Big Case" in which fearful visual resources curators and professors foresaw doom to their long-standing professional practices never occurred. Instead, the bomb exploded from within. To university counsels and administrators across the nation the CONFU guidelines offered their offices tangible criteria with which they could determine whether current practices fell within a safe harbor or not. These guidelines were approved by the copyright industry, and that is what mattered. Never mind if that harbor was so shallow that only a few small craft could seek safe haven within it. Universities around the country and the administrators within them, in order to escape being caught in the "Big Case," issued orders that, if followed, for many schools would have either nearly killed art history teaching as we know it, or left it quite lame.[3] For many schools. system-wide safety and financial protection came before their educational mission. There are notable exceptions of course. But the exceptions did little to quiet the rampant hysteria that followed in the aftermath of CONFU.[4]

The relevant stories traveled at the speed of rumor.[5] I know of one school, that, for fear of being caught as the owner of putatively infringing photocopied slides, transferred ownership of their entire collection to one of the faculty members poor enough to be legally insulated. The idea, one assumes, is that one faculty member passes ownership down to another. Most of these stories revolve around the cessation of copy-photography. This February at College Art, when it met in New York, after a demonstration of the Academic Image Cooperative prototype, a young faculty member came up to me to thank us for our efforts to gather public domain and copyright free images. She began to complain (hiding tears) that in her school all photocopying out of books for classroom slides is absolutely prohibited. In addition, there is no budget for buying slides. She can't teach the courses for which she was hired. Her only solution is to acquire images from vendors on her own account or to photocopy out of books herself. From the perspective of academics, this kind of restrictive interpretation of fair use is making it impossible to teach. All the vendors in the world cannot put together enough images to teach a top-notch art history curriculum.[6]

Clearly, in an atmosphere where one's customary methods and rights are being challenged at every step, where one does not know where to turn to acquire the tools needed to teach, where one must confront efforts to maximize profits at the expense of often naive scholars and teachers, questions and pleas for help will abound. And they do.

Everyone is affected. The museum community, I regret to say, though traditionally, even instinctively disposed to support education and scholarship, and often doing everything feasible to help educators and scholars obtain access to and use of materials they need, ever more frequently is asked to adopt the rules of the new economics. Because they are no longer profitable, one after the other, museums have ceased selling slides of their collections. Museum visual resources departments, no longer looked upon as service agencies, must now pull their own weight and support their activities –– activities that sometimes must include the cost of routine object photography –– as if customary object documentation were not central to the museum's mission, and had to be supported by an external demand for publishable images.[7] What consequences do these new goals have on academics and teachers? Scholars, once seen as assets that must be cultivated are now clients; in this way collegial relationships transform overnight into adversarial ones. And adversaries have questions.

Similar stories are told at the publishing end. One well-known scholar, on the verge of bringing out a second edition of his successful textbook discovered that some image vendors have a sliding scale of fees for second editions. The cost of obtaining second-use rights may escalate as much as ten-fold. Teachers who are often stuck with buying photographs and obtaining rights are forced into that hard place between having to meet obligations for professional advancement at exorbitant cost or not publishing at all.

II. Action (previous | next)

At the College Art Association meeting in Toronto, to meet these challenges, to put an end to this chaos and confusion, was born a movement to help academics, artists and teachers trudge through the suffocating jungle of copyright law and rights management. The CAA Committee on Intellectual Property (CIP) has taken three decisive actions to counter the effects of revitalized efforts by the copyright community to "tame" uncooperative academia.

The first of these is the co-sponsorship of these NINCH Copyright Town Meetings. To date, CAA-NINCH meetings have taken place four years in a row.[8]

The second of these is the sponsorship of a guide to copyright in academia -- the subject of this session.

And the third action is support for what is now called the Academic Image Cooperative -- an effort to gather public domain and license-free images that may be used freely and without permission for a wide variety of academic, artistic, scholarly and didactic uses.[9] The AIC held a successful demonstration of its software and presented its mission at the CAA convention in New York this last February. I won't discuss it further here, except to note that at the Visual Resources Association conference in San Francisco -- the locus of the previous NINCH Copyright Town Meeting -- I presented a paper based on my AIC experiences. That paper surveyed reasons why the Public Domain and license-free solutions offered by the AIC are so difficult to produce within a non-profit public environment.[10]

III. Methodology (previous | next)

In the beginning, the CAA Q&A handbook (or the Q&Q handbook, as I call it, myself) was intended to be a pamphlet-sized guidebook to some of the key issues that academics frequently encounter. To determine just how broad and expansive this guide need be, I spread word on a number of related Internet discussion lists that we were collecting copyright and image use questions for which people required advice or answers. We foresaw neither the unending variety nor the complexity or the depth of the questions sent us. At the same time, when relevant questions appeared on copyright-focused discussion lists such as cni-copyright, museum-l, vra-l, caah, these questions were gathered and thrown into our basket of troubles. Some submitted questions were easy to answer, and to these I responded with the solution that commonly was held acceptable to the discipline (with the proper disclaimers, of course), while showing other points of view that may be considered. Many questions were beyond my expertise.

About a year ago all 461 questions then gathered were imported into an AskSam text base.[11] This database was then indexed for repeating concepts, themes and entities. We now have a rough index that contains over 500 terms and concepts that link our 450 records. From then to now additional questions have been submitted, new laws have been passed, the DMCA, the Sonny Bono Act, with Distance Education and Database legislation peeking from around the curtain. Things are a-changin'.

IV. How to proceed (previous | next)

The Q&A copyright guide is a work in progress. It would seem that our first upcoming task is to reduce the total number of questions by merging or synthesizing those we have and by creating generic scenarios that universalize or generalize some of the more specialized problems. These can be arranged according to the kind of question asked. For instance, we have received questions about obtaining resources to use in class or about negotiating with publishers or about distance learning. To this end, we have isolated a number of "interest centers" that can be carved out of or entered into the material we have collected.

Below is a list of typical topics in the form of questions. This museum audience will instantly recognize how (and why) a book such at the CAA Q&A of necessity must differ from the guide made for the AAM constituencies.[12] Here are some typical questions (in no special order):

  • How to obtain and legally use images for classroom lectures
  • How to build a legal image archive and how to harvest the public domain
  • How to obtain help and support from university counsel
    (How to keep university counsel as far away as possible)
  • What rights do artists have to use and manipulate works in and out of copyright
  • If you are publishing on the Internet, what do you have to know about foreign copyright?
  • How do you obtain rights to publish an illustration of a work of art that quotes another copyrighted work?
  • What rights do publishing faculty have when dealing with publishers of journals and books. How do you negotiate for these rights.
  • What permissions must be obtained to use images in distance education products.
  • What rights do faculty and intellectual workers have to own and control the products they created for distance education courses.
  • Do students have the right to distribute and sell class lecture notes?
  • What is the demarcation between an academic's obligation to the school that employs him and his right to merchandise his expertise outside of school.
  • How do you bargain for lower publication fees.
  • How extensive is the law on fair use and how does it apply to academics. What fair use boundaries are practical to claim if you are a teacher, a scholar, an artist?
  • What role does the Bridgeman decision play in developing suitable answers to these questions. Can I rely on it?
  • How do independent scholars and unaffiliated researches obtain access to university-grade research tools.
  • How do you prevent copyright holders from using their copyright to stifle free speech.
  • How do you keep trademark and trade dress claims from trumping fair use and other user rights.
  • I am a native American artist producing works in my family's traditional tribal style. Outside artists have been creating new works in our style. Is there a law I can use to prevent this theft our tradition by others?
  • When you can't locate a rights-holder, what passes as sufficient effort to avoid a finding of infringement.
  • What is the meaning of those nasty photography policy statements one finds in museum brochures. Are they enforceable?

As you listen to these questions, as a museum audience, you should recognize that answers will differ depending on whether you represent museum or academic interests. The differences, in large measure will depend upon the audience for whom the answer is intended. And that's the rub. A copyright guidebook created to suit museum needs, such as this wonderful Museum Guide to Copyright and Trademark, and intended to forward the specific missions of museums, despite every intention to prepare a balanced understanding of the law, must, in the end propose solutions and scenarios relevant to the needs of its own constituencies.

So, in addition to a standard set of questions and answers, the proposed CAA guidebook must offer the its own constituencies a set of tools to use to advance their specific aims. No guidebook can give legal advice since good advice requires an acute understanding of both the law and the specific facts. But we can offer methods and tools that can be used better to understand the issues. Here are some that come to mind:

V. The CAA Copyright Tool Kit (previous | next)

The tool of advocacy:
The first tool for the CAA constituency may be the tool of advocacy. Copyright law is changing and it is often changing to the detriment of the public, the fair user, and to the scholar-consumer of information. The CAA constituency must learn how to make itself heard and must learn how to join in common voice with other beleaguered academics. The CAA already has an organizational voice, but it needs the combined voices of its membership as well. An on-line guide to advocacy organizations and their agendas should be helpful. Current notices and letter-writing campaign materials should appear when so approved by the CAA board. The CAA also needs to develop an Internet announcement list with which to contact its on-line members. Reliance on CAAH for this purpose may be inappropriate.[13]

The tool of currency:
Things change. The law is evolving so that answers suitable for last year's users may not be appropriate this year. The CAA Q&A project should integrate summaries and analyses of new laws, explain how they generally apply to CAA members and their activities, and must add appropriate updates to earlier answers in the Q&A section.

A tool for local action:
This section will be about the tools and equipment academics need to work with or against university policies. When a university adopts a policy that ill serves academic disciplines, how does one work to have that policy changed. This section should also include a guide to using university resources to achieve one's end. Some universities, such as the University of Texas, of Georgia, MIT and, here, in Baltimore, Johns Hopkins, make it their professed business to help academics achieve their goals. Do the methods and resources scholars and visual resources people use to approach their own university counsels exist in published form.

The how-to tools:
The "Metropolitan Diary" of the New York Times -- a column about New York and New Yorkers -- told a story several years ago about a customer in a book store asking for information on suicide. The clerk sent him to the "self-help" section. The CAA guide should contain a self-help section; but, it should help our readers better survive a world less accommodating to the individual needs of scholars.

Scholars may know a lot about their chosen field, but, if any part of the stereotype is true, some know very little about a lot of practical things. And everyone hates red tape. Of great need, therefore, will be our "how to do it" red-tape kit. This tool-box may contain items like the following:

  • How do you find out about copyright law? Where are the most useful resources? What guidebooks exist for academics and artists?
  • How does one locate copyright owners of images and/or their agents.
  • How do you know if the period of copyright has ended for a work?
  • What information and forms does the U.S. copyright office provide that may be helpful. How do you research copyright. How do you register copyright.
  • How do you negotiate with rights holders, their agents, with publishers and museums. During negotiation, how do you know how much leeway rightsholders, museums and publishers have to absorb costs.
  • Where can you find grants for image acquisition and licensing costs. What does the grant recipient owe to the granting agency?
  • The CAA Q&A guide expects to create forms and sheets with which to request publication and user rights. Scholars must know what information is pertinent to image vendors in their quest to pay the least amount of money for usage rights.
  • We need a guide to image sources, both agencies and museums, that offer special rates to scholars and teachers.
  • What are real-world fair use guidelines. Provide a list of fair-use court cases and their outcomes. What must teachers and artists know about the copyright of work-for-hire products. As independent contractors, what rights may workers claim.
  • Risk assessment. What special kind of usage risks are created in a digital environment. What does risk assessment mean in a university environment. Who gets to make these decisions? Where can I find risk assessment explained in university policy statements.

VI. Editing (previous | next)

We have come this far without any budget -- depending thus far upon the kindnesses of those who believe this to be an important service for the CAA constituency. The second half of producing the CAA Q&A guide undoubtedly will require production funds, and we expect to round up the usual suspects in our bid to ask for their help. The above notwithstanding, we think we have devised a plan to run our no-cost scenario a little further yet.

Obviously, we will need legal expertise to judge the quality and applicability of our trial answers, and will need help writing the usage guides we expect to create. This expertise, we believe, will arrive in several stages and in multiple forms. We suspect that in its wake will follow an interesting by-product: CAA's legal counsel, Jeffrey Cunard (who served on the Legal Advisory Committee for the AAM guide to Copyright) has devised an intriguing strategy for obtaining legally sound answers and for preparing useful guide sheets. As partner in Debevoise & Plimpton, each summer Jeff supervises a number of legal interns. We can use the problems collected in the guide as a device for helping interns learn about copyright law and about the special needs of scholars and other CAA constituencies. This kind of experience would be difficult to find elsewhere. We can even have interns work on our problems from a variety of perspectives so that our responses are not singularly one-sided. This work will be vetted by Debevoise & Plimpton attorneys and be made suitable for our guide. We can also employ these students to prepare the step-by-step instructions to help individuals analyze fair use issues and accomplish some routine procedures such as obtaining copyright registration. The by-product is this: The student-interns become aware of, and hopefully develop sympathy for issues affecting academe.

VII. Production (previous | next)

We do not expect to publish the CAA guide in book form. There is too much flux in this area to support an unending series of expensive paper editions. In addition, to use the CAA guide, it is best that people not have access to old versions; they must act on the most current information available. Publishing on the web also permits sections of the service to be mounted as they are complete -- without having to wait for incomplete parts to be ready.

Consequently, if we plan to integrate the CAA guide into the College Art Association website we will have to find the funds to produce it, and to make certain it is updated at regular intervals. With luck, the CAA Q&A guide will serve a wider public than our immediate community, hopefully, attracting scholars from outside the circle of art historians, acquainting them, in the process, with the institution and programs of the CAA. It is difficult to determine at this point what format will be most suitable with which to present our materials, but I expect it to be divided into several key sections, responding to major interest areas.

The Q&A Database
Based on established sets of keywords or free text searching, users can search questions, answers or both in a text database. Questions will hyperlink to Answers, Answers to Questions, and both to standard documents such as key case summaries or quotations from statute law. Users will be able to pose new questions.

Self Help Guide
Online forms and guide sheets for accomplishing specific tasks. Hopefully someday we will be able to develop a generic on-line form for ordering photographs and/or obtaining permissions. Such a form should be able (eventually) to be sent directly to Photo Resource Agencies and Departments and be marked as having come from CAA members.

Standard sources and guides
The regular bibliography, resources and links to statute law databases.

Issues and Advocacy
Here is where urgent appeals for letter-writing campaigns and other ephemeral issues-based information will reside.

VIII. Timeline for finishing this guidebook. (previous | notes)

If we remain true to our mission, we should never finish this work. Such a hard task-master is this Internet. But in terms of how much time it will take to present something to the public, I can say with some assurance, based on the experience of the AAM guide to guide us, that the time it takes to finish will be related to the amount of funding we can garner to push this forward.

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Notes: (top | previous | first)

  1. "A Proposal for Educational Fair Use Guidelines For Digital Images," December 3, 1996 (The CONFU Digital Image Guidelines). http://www-ninch.cni.org/ISSUES/COPYRIGHT/FAIR_USE_EDUCATION/CONFU/DigitalImages.html (text)
  2. See, for instance, the comments on the CONFU Digital Image Guidelines submitted by the Visual Resources Association: http://www.oberlin.edu/~art/vra/position.html (text)
  3. The directives, following the guidelines, generally required teachers and/or departments to secure permission or rights to digitize images that were to be used in class. Since most slide-room images derive from copy photography from published books, the line of copyright permissions for a single image could envelop the publisher, his image source, the photographer, the owner of the work and/or the artist. No course taught in any school could cover the administrative costs of these requirements or could obtain permissions within the timeframe allotted to course development. Some schools refused to allow images to be collected for re-use and some schools required new permissions each time an image was to be reused. It cannot be verified, but it is the belief of this writer that most schools ignored the directives sent to them. See the guidelines developed by the Visual Resources Association as an answer to unusable institutional guidelines such as described here: http://www.oberlin.edu/~art/vra/guidelines.html . (text)
  4. Compare the differences of opinion expressed at the first CAA NINCH Town Meeting in New York City as reported by Maryly Snow on VRA-L: " Barbara English, University of Maryland legal counsel distinguished herself and her institution by adopting a particularly conservative and hard line approach to fair use, boldly stating that it was illegal to make a photograph of a painting without the permission of the copyright holder, as if fair use had never existed at all. This was in such sharp contrast to the eminently reasonable and reassuring words of Johns Hopkins legal counsel Fred de Kuyper from a few days prior [who noted] that most of the VR curators in the audience were visibly distressed." (From: Maryly Snow slides@CED.BERKELEY.EDU, Wed, 19 Feb 1997. Posted to: VRA-L@UAFSYSB.UARK.EDU) (text)
  5. One such "horror story" is told by Kathe Albrecht in the paper she presented at the Baltimore meeting of the AAM for which this paper was prepared. In her paper of May 18, 2000 she notes: "One university art historian had been told that his department would have to immediately cease using their purchased 35mm slide collection unless permission was sought and obtained to 'reuse' the slides each semester for display in the classroom." To be fair, not all such directives exist as a consequence of CONFU. For instance one writer tells me (e-mail, May 25, 2000) that the legal counsel of North Carolina State University has prohibited all copywork done on behalf of the school, for around ten years. The digital image guidelines produced at CONFU served to codify some of the positions held earlier by rightsholders. (text)
  6. Vendors can only supply images that they expect to be able to sell in quantities. While many art history courses use images from a traditional canon of works, which vendors frequently can offer, many other courses are uniquely developed by faculty who find works outside of the canon to illustrate new perspectives and new ideas. Most undergraduate and graduate teaching in art history mingle the two approaches. (text)
  7. Amalyah Keshet, Head of Visual Resources, The Israel Museum, Jerusalem, writing to the Museum Computer Network discussion list (MCN-L@listserv.mcn.edu) on 10/16/1999, quoting herself from an earlier post, tells us that image users in her museum are expected to pay for all object photography: "Photographing works of art is a costly business. Besides the specialist photographer, film, and developing, the man-hours of professional staff involved must also be included in the total cost: art handlers who remove the painting from (costly climate-controlled) storage or (costly climate-controlled) display and bring it to the studio and remove it from its frame, conservators who check the lighting to be used and vet it vis-a-vis the painting for UV, heat, and light absorption levels, curators who discuss the painting with the photographer so that he/she understands the importance of certain elements, colors, shadows, textures, varnish, etc., and the visual resources staff who coordinate all this, oversee the work, the post-production, labeling and cataloguing, as well as re-framing and return to storage or display of the work of art. ~~ Then there are the times we have to re-photograph again and again, using different photographers or different films, because the photographs didn't come out satisfactorily. ~~ To put it simply, we cannot afford to photograph a work in our collection unless we can hope to get a return on that investment." [Italics added.] Many museums do not include the costs of routine photographic documentation within their object acquisition budget, but wait until publication is required to document newly acquired works. (text)
  8. New York (1997), Toronto (1998), Los Angeles (1999), New York (2000). On these meetings see http://www.ninch.org. (text)
  9. On the Academic Image Cooperative see: http://www.clir.org/diglib/collections.htm (text)
  10. See: http://www.pipeline.com/~rabaron/VRA-TM-SF-PublicDomain.htm (text)
  11. AskSam accepts variable-length text records and permits fields to be created on the fly, placed anywhere. Fields hold multiple values and variable length entries. (text)
  12. Michael S. Shapiro and Brett I. Miller. Christine Steiner, ed. and introd. A museum Guide to Copyright and Trademark by the American Association of Museums. Washington, D.C. The American Association of Museums, 1999. (text)
  13. The Consortium of Art and Architectural Historians is run by Marilyn Lavin. caah@pucc.princeton.edu . (text)

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